TERMS OF USE

BY ACCESSING THIS WEBSITE (“WEBSITE”) AND ANY MATERIALS PRESENTED HEREIN, YOU ACKNOWLEDGE AND AGREE TO BE BOUND BY ALL OF THE FOLLOWING TERMS AND CONDITIONS WITH RESPECT TO THIS WEBSITE. IF YOU DO NOT AGREE TO THESE TERMS, THEN YOU ARE NOT PERMITTED OR AUTHORIZED TO USE OR ACCESS THIS WEBSITE.

THIRD LAKE ASSOCIATES, LLC (“TLA”, “WE”, “OUR”, “US”) IS A BROKER-DEALER REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION AND VARIOUS STATES AND IS A MEMBER OF FINRA AND SIPC. TLA OFFERS BROKERAGE PRODUCTS AND SERVICES AND RECEIVES COMPENSATION RELATED TO TRANSACTIONS AND ITS BROKERAGE SERVICES. TLA RESERVES THE RIGHT TO LIMIT OR DENY ACCESS TO THIS WEBSITE TO ANY PERSON, GEOGRAPHIC REGION OR JURISDICTION AT ANY TIME IN OUR SOLE DISCRETION. IN ADDITION, WE RESERVE THE RIGHT, AT OUR SOLE DISCRETION, TO CHANGE, MODIFY, AND OR REMOVE PORTIONS OF THE TERMS OF USE AT ANY TIME WITHOUT PRIOR NOTICE.

THIS WEBSITE (INCLUDING ALL INFORMATION SHOWN) IS NOT INTENDED FOR USE BY, OR DISTRIBUTION TO, AND IS IN PARTICULAR NOT DIRECTED TO, ANY PERSON OR ENTITY IN ANY JURISDICTION, STATE OR COUNTRY WHERE (BY REASON OF THAT PERSON’S NATIONALITY, RESIDENCE OR OTHERWISE) SUCH USE OR DISTRIBUTION WOULD BE PROHIBITED OR CONTRARY TO ANY LAW OR REGULATION OR WOULD OBLIGATE US TO COMPLY WITH ANY ADDITIONAL LAW, REGULATION, REGISTRATION OR SIMILAR REQUIREMENT WITHIN SUCH JURISDICTION, STATE OR COUNTRY. PERSONS IN RESPECT OF WHOM SUCH PROHIBITIONS APPLY MAY NOT ACCESS THIS SITE.

No Offer or Solicitation

This Website (including the information presented on it) is provided for general informational and educational purposes only and this Website does not constitute an offer, solicitation or recommendation to buy or sell any securities or investment products, which offer may only be made through the delivery of definitive documents to qualified eligible recipients and generally subject to applicable exemptions under U.S. securities laws. TLA does not provide any investment management or investment advisory services. This Website is not intended to provide, and should not be relied upon for, accounting, legal, financial or tax advice. Each user is encouraged to consult with its own tax, legal, accounting, financial and/or other professional advisors regarding the information and subject matters on or referred to herein. Any relationships mentioned on this Website are not a representation of investment success. No investment decisions should be made based on information contained on this Website. Past performance is not indicative of future results.

Ownership of Content

All text, images, graphics, sounds and software code (“Content”) on this Website are property of TLA and/or its affiliates. They may only be used for the personal education of visitors to this Website and they may not be placed in the public domain. You may not reproduce, redistribute, publish or otherwise use by electronic or any other means any of the Content without our prior written consent.

Trademarks

The logo of TLA on this Website is a service mark of TLA. It may not be used or displayed without the prior written consent of TLA. All other trademarks, service marks and company names and logos appearing on this Website are the property of their respective owners.

FINRA Investor Education and Protection Resources

Pursuant To FINRA Rule 2267, please see the following information:

Public Disclosure

FINRA
P.O. Box 9495
Gaithersburg, Maryland 20898-9495
Fax: (240) 386-4750

FINRA BrokerCheck Hotline and Help Line Number: 1-800-289-9999

Email address: BrokerCheck@finra.org

FINRA Website: http://www.finra.org/

FINRA publishes an investor brochure that includes information describing FINRA BrokerCheck which is available by contacting FINRA above.

Links

This Website may contain links to other websites, content or services owned and operated by other persons or entities. None of these Terms of Use or the Privacy Policy covers any other websites, content or services. TLA does not endorse, sponsor, control or otherwise accept responsibility for any such linked websites, content or services. Your access of any linked websites, content or services is at your own risk.

Disclaimer of Warranties

THIS WEBSITE AND THE INFORMATION SET FORTH HEREIN ARE PROVIDED “AS IS” AND WITHOUT WARRANTIES OF ANY KIND WHATSOEVER, WHETHER EXPRESS, IMPLIED OR OTHERWISE. CERTAIN OF THE INFORMATION SET FORTH IN THIS WEBSITE IS BASED UPON INFORMATION FROM VARIOUS SOURCES BELIEVED BY TLA TO BE RELIABLE. TLA HAS NOT INDEPENDENTLY VERIFIED ANY SUCH INFORMATION AND SHALL NOT HAVE ANY LIABILITY ASSOCIATED WITH THE INACCURACY OR INADEQUACY THEREOF. TLA EXPRESSLY DISCLAIMS, TO THE FULLEST EXTENT PERMITTED UNDER APPLICABLE LAW, ANY AND ALL WARRANTIES, EXPRESS OR IMPLIED (INCLUDING, BUT NOT LIMITED TO, IMPLIED WARRANTIES OF MERCHANTABILITY, FITNESS FOR A PARTICULAR PURPOSE, TITLE AND NON-INFRINGEMENT), WITH RESPECT TO THE USE OF OR THE RESULT OF THE USE OF (I) THIS WEBSITE OR (II) ANY INFORMATION OR MATERIALS AVAILABLE ON THIS WEBSITE OTHER THAN AS EXPRESSLY SET FORTH IN SUCH INFORMATION OR MATERIALS, INCLUDING WITHOUT LIMITATION THE ACCURACY, COMPLETENESS, CORRECTNESS, TIMELINESS OR RELIABILITY OF SUCH INFORMATION OR MATERIALS.

Limitation of Liability

TLA AND ITS AFFILIATES, OFFICERS, PRINCIPALS, MANAGERS, MEMBERS, AGENTS, PARTNERS AND EMPLOYEES SHALL NOT BE LIABLE FOR ANY DIRECT, INDIRECT, INCIDENTAL, SPECIAL, CONSEQUENTIAL OR OTHER DAMAGES, RESULTING FROM THE USE OF OR THE INABILITY TO USE THIS WEBSITE AND SERVICES OR ANY DELAY IN USING THIS WEBSITE OR OTHERWISE ARISING OUT OF THE USE OF THIS WEBSITE, WHETHER ARISING IN CONTRACT, TORT, STRICT LIABILITY OR OTHERWISE. SUCH LIMITATIONS ON LIABILITY APPLY EVEN IF TLA OR ANY OF ITS AFFILIATES, OFFICERS, PRINCIPALS, MANAGERS, MEMBERS, AGENTS, PARTNERS OR EMPLOYEES HAVE BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES OR LOSSES.

BECAUSE SOME JURISDICTIONS DO NOT ALLOW THE EXCLUSION OR LIMITATION OF LIABILITY FOR CONSEQUENTIAL OR INCIDENTAL DAMAGES, IN SUCH STATES LIABILITY IS LIMITED TO THE FULLEST EXTENT PERMITTED BY LAW.

IF YOU ARE DISSATISFIED WITH ANY PORTION OF THE SITE, OR WITH ANY OF THESE TERMS OF USE, YOUR SOLE AND EXCLUSIVE REMEDY IS TO DISCONTINUE USING THIS WEBSITE.

Please review the Privacy Policy, which is incorporated herein by reference, to learn about the information we collect from you, how we use that information and the measures we take to preserve the privacy and security of your information. By accessing and using this Website, you hereby authorize us to make available any information you provide to us, including personally identifiable information, to the third party that hosts this Website, to the extent reasonably necessary to facilitate the use and operation of this Website.

The Privacy Policy and the Terms of Use will be governed by and construed in accordance with the laws of the State of Florida, without regard to any principles of conflicts of law. You agree that any action at law or in equity that arises out of or relates to any use of this Website will be filed only in the state or federal courts located in the State of Florida and you hereby consent and submit to the personal jurisdiction of such courts for the purposes of litigating any such action.